records should be clear intelligible and
This item of the minutes certainly did not relate to a sensitive security matter that required protection. An AI record is by definition a record of an AI "act" sufficient to document the act and make it intelligible. Since 2015 researchers working under the aegis of the Canadian Foreign Intelligence History Project (CFIHP) have been conducting a comprehensive campaign of ATIP requests seeking the release of records dealing with foreign intelligence matters in Canada. indicated the date and time of the correction? Particular thought should be given to the risks should a breach occur. Schedule 1, clause 4.5.3, Personal Information Protection and Electronic Documents Act, 2000, S.C. c. 5 [PIPEDA]. If an organization does not have appropriate tools to safely destroy sensitive information on-site, it may consider the services of a third-party contractor. The governments own internal guidelines for implementing the ATIA lay out specific requirements for the application of this section: It is essential to remember that the types of information listed in subsection 15(1) will not automatically be exempted. Corrections can be made, but must be done properly and clearly marked as a correction. patients family physician), rationale for choosing the specific medication, monitoring for any side effects regarding monitoring for adverse effects or medication efficacy, your rationale for starting an opioid medication or changing the dose, your consideration of the risks for addiction, a well-defined treatment and follow up plan, acknowledgement of the daily morphine equivalents being used/prescribed, treatment agreements (like opioid contracts) for patients requiring chronic treatment, reconciliation of the tests ordered and the results received, time the results were received and reviewed, any no-shows and the arranged appropriate follow-up of the patient, if necessary, only standard abbreviations are used (or none at all), writing is legible (when using paper records). The natural desire to ensure that Canadas adversaries do not obtain information via ATIP that would harm Canadian interests provides an emotionaland thus potentially powerfulargument to justify efforts to restrict the release of historical records on intelligence and foreign affairs. Unfortunately, there is little understanding of how the ATIP process is actually working, what is being redacted and on what basis. a statement of its correctness at the conclusion of the case). When providing information at discharge, it is important that patients know they are welcome (made to feel comfortable) to return for re-evaluation. Some centres employ medical scribes to allow physicians to focus on and facilitate the interpersonal nature of care. This example is from an intelligence summary produced by the Joint Intelligence Committee. Is there a process in place to conduct (or have conducted) periodic audits or spot-checks. EMRs have an audit function that tracks who made any changes to entries and when. The data subjects right to withdraw consent (if consent is relied upon). Note that this applies even if you will not be relying on their consent. Rather this appears to be an internal practice of the department which has no basis in the requirements of the ATIA. A good note should allow a subsequent reader to place themselves in your shoes and understand your diagnostic reasoning, your justification for excluding other diagnoses, and your reasons for proceeding as you did. The unredacted version demonstrates again that these redactions do not meet the required harm test. In the 1992 case of McInerney v. MacDonald, the Supreme Court of Canada made it clear that the information in the medical record belongs to the patient, but that the person or organization responsible for the creation, assembly and management of a paper record or EMR system is the custodian of the information. Overview This memorandum explains the requirements for persons licensed or registered under the Excise Act, 2001 (the "Act"), and for certain other persons, to retain and make available records, books of account, documents and other information. While deleted or modified information may not be visible to you on-screen, it will nevertheless be retrievable and traceable back to the person who made the change. If an organization decides to contract out, it should keep in mind that it remains responsible for the information to be disposed of. Degaussing cannot be used to purge nonmagnetic media, such as CDs or DVDs. The following examples are drawn from documents dating between 1949 and 1991. There is nothing in the Act authorizing the blanket application of the kinds of rule of thumb described above. However, the reviewers did not take into account the very large quantity of documentation on this subject that has already been made public, including the release by the Communication Security Establishment (CSE) of substantial portions of a classified internal history of its predecessor, the Communications Branch of the National Research Council. This is especially important if the psychologist writes notes during the client session and these notes become the only record of what occurred. The redactions in Example 1a did not meet the harm test required by Section 15: there can be no reasonable expectation that releasing this information on Soviet air force activities in Austria or Soviet interest in Afghanistan almost 70 years ago would negatively affect Canadian international affairs or defence. This situation means that Canadian experiences, contributions, and achievements are likely to be overlooked, or submerged in someone elses story. The records act as evidence if your care is later questioned. Informal interactions between colleagues form an important part of medical care. This includes protecting it against unauthorized and unlawful processing and accidental loss, using appropriate technical and organizational measures. Example 5 Extract from IAC Brief, Intelligence Requirements and Priorities, 21 December 1977. Never allow others to use your password and never use someone else's password when accessing an EMR. For the exemption to apply to any category of information described in the provision, the head of a government institution must be able to demonstrate that there is a reasonable expectation of probable harm to one of the three specified public interests flowing from disclosure.. notifying the laboratory or diagnostic facility). This can be delegated to an assigned recorder (for example, during an emergency resuscitation), but it is wise to confirm the accuracy of the record as soon as reasonably possible. Of these, Section 15 is the most critical for historians seeking records on foreign policy, defence, and intelligence matters. Different redactions were made to each version, demonstrating the arbitrary nature of the review process; if this information was truly sensitive, this would have been clearly obvious to all reviewers. As a complement to the principle of keeping no more data than needed, you should also keep data for no longer than necessary for the specified processing purposes. : Redactions to Records on Intelligence and International Affairs and the Writing of Canadian History. It is a way to ensure that the information stored on it can never be recovered. The direction provided to reviewers by individual departments is minimal and addresses only very limited aspects of the work. Underlying all of the above is the principle (in Article 25) of data protection by design and by default. The records act as evidence if your care is later questioned. "If the data subject's consent is given in the context of a written declaration which also concerns other matters, the request for consent shall be presented in a manner which is clearly distinguishable from the other matters, in an intelligible and easily accessible form, using clear and plain language. However, this principle will in some cases go further, requiring a proactive approach to correcting your data. Use a new Log Book for each incident. Clinical notes generally include the following: Operative notes are often of great value in helping establish the circumstances surrounding an operative patient safety incident. Follow hospital requirements, if applicable, for completing a consent form, but pay special attention to capturing the content of the discussion as opposed to simply completing the form. Is personal information being segregated and stored in a secure area with restricted access while awaiting disposal? Yes. If the EMR allows deletions, typically the deleted text will be retained and remain accessible in the metadata. When the patient is transferred to a different team, ward or hospital, have you documented: DISCLAIMER: The information contained in this learning material is for general educational purposes only and is not intended to provide specific professional medical or legal advice, nor to constitute a "standard of care" for Canadian healthcare professionals. The period for which the data will be stored (or how this period will be determined). Where you intend to process the data for purposes other than those for which it was originally collected, you must update data subjects with the new purposes, and restate the information listed above. When going through the process of disposal, an organization should also destroy all associated copies and backup files. Patients can place conditions or restrictions on who has access to their information, even for providers within the circle of care. Under the GDPR, privacy statements must clearly state the legal basis for the organisation's processing activities, be that consent, contractual necessity, compliance . Therefore, rather than leaving it and trying to deal with data protection issues only when they become a problem, it is well worth taking the time to get your policies and records in place first, before GDPR takes effect on 25 May 2018. The redacted sections in Example 3a describe in the most general and anodyne terms Canadian foreign policy objectivesobjectives that were publicly described in many government publications of the time. investigations done, their results, and actions taken? For example, is the personal information of a particularly sensitive nature? Ensure you note dates, times (use the 24 hour clock) places and people concerned. We have previously looked in detail at the lawful grounds for processing data (including consent). Review your medical regulatory authority (College) policies on medical records. If personal information was used to make a decision about an individual, it should be retained for the legally required period of time thereafter or other reasonable amount of time in the absence of legislative requirements to allow the individual to access that information in order to understand, and possibly challenge, the basis for the decision. If the media will be leaving the organizations control and potentially be reused by others, then a stronger disposal method should be selected. If they are ongoing clients, then there is unlikely to be an issue with keeping their relevant details. The witness's role has no other legal significance. When writing in patients' notes what must always be there? Patients have a right to access their personal health information in their record at any time and for any reason, subject to certain exceptions (e.g. Your provincial medical regulatory authority (College) may have specific guidelines on what it expects from documentation. The Regulation sets out a number of principles governing the collection and use of personal data, following the overall philosophy of data protection by design and by default. if there is likelihood of harm to the patient). You need not be certain that every piece of data will in fact be used, but you should be able to show that there is at least a reasonable chance that they will be necessary. Preamble. Write in permanent black ink. 1. Note that the CRA does not specify the format of the books and records that you must keep. Frequently, mentions in Canadian documents of the policies, actions or opinions of foreign countries or officials are redacted on the basis of Section 13. Hard copy: physical representations of data, such as paper printouts and printer ribbons. Organizations are currently implementing various . This Supreme Court of Canada decision established the principle that, although physicians own the physical medical record, patients have a general right of access to the information in their record. This is especially true if the processing will have a significant impact on their freedoms, rights and responsibilities. aggregate demographic) data, this is no longer a concern. not made any modifications after receiving notification of a College complaint or legal action. Global Privacy Control: A New Requirement for Compliance, PDF: Developers Guide to HIPAA compliance. The main principles (in Articles 5 unless otherwise stated) are as follow: GDPR sets out (at Article 13) a number of pieces of information which must be provided to data subjects when their personal data is collected. Example 4 Extract from R. Reid memo to A.D.P. DISCLAIMER: The information contained in this learning material is for general educational purposes only and is not intended to provide specific professional medical or legal advice, nor to constitute a "standard of care" for Canadian healthcare professionals. Is there an inventory of what personal information is being retained, for which purpose and for how long? As another example, say that you are an online vendor, and a client with an existing account makes a purchase. "The law must be accessible and so far as possible intelligible, clear and predictable". Best practices when dealing with third parties include: Developing plain language internal policies and procedures that set out clear retention and disposal schedules including minimum and maximum retention periods for the various types of personal information that are being held is key. Records should be clear, intelligible and _____. The original information should still be legible. If retaining personal information any longer would result in a prejudice for the concerned individual, or increase the risk and exposure of potential data breaches, the organization should consider safely disposing of it. The goal is to irreversibly destroy the media which stores personal information so that personal information cannot be reconstructed or recovered in any way. positive/negative findings and red flags you considered? use of any print or video material used to inform the patients consent, and kept a copy of this on file? The organization must find a way to securely dispose of it. Consequently, many of the redactions being made to historical records do not meet the requirements of the ATIA. The only fairly comprehensivebut nevertheless still incompletelisting of available documents is provided by the CFIHP database. If you plan to transfer the data to a non-EU country or an international organization, you must also include the grounds relied upon to justify this (which we will look at in a later article). This was not supposed to happen: when the Access to Information Act (ATIA) was passed in 1983 it was not intended to replace the existing mechanisms for declassifying government records and making them available to researchers. complications including operative maneuvers required? You must delete data which is no longer needed. The result of this practice is not only such inconsistencies in redactions, but unnecessary workand expensefor the department, and unnecessary delay in the re-release of the records. For opioid medications, consider using an opioid manager tool to simplify and streamline the documentation of care for patients using opioids. One method for clearing media is overwriting, which can be done using software and hardware products that overwrite the media with non-sensitive data. In this regard, there. Once this information has been collected, organizations and institutions need to make informed choices about how long to keep it, and when and how to dispose of it. A patient may also request a change to their medical record. the course in hospital, including treatments and complications or ongoing problems, who was consulted, consultant opinions, and actions taken in response, investigations done, their results, and actions taken, pending investigations to be done after discharge, including who is responsible for ordering and following them, discharge instructions for the patient or family including follow up. Researchers are generally only familiar with the responses that they receive and are not aware of how other requests are being handled. Are information holdings periodically being reviewed to determine whether the purpose of the collection has been fulfilled? crossed out the wrong information so that it remains legible (if handwritten)? When patients ask for such restrictions, physicians should speak with them to determine whether there are concerns about their care or other underlying issues. with correction fluid; scribble it out; put a standalone line through who record; tell your mentor; the name of the primary surgeon and assistants? It is a core requirement of GDPR that you must keep all personal data secure. The release of these records ultimately serves the broader national interest of ensuring that Canadians have a better understanding of the history of these important facets of government. Operative notes generally include the following: Discharge summaries are an important way to summarize a care episode and to communicate to others what the next steps are. This is a result of the government policywhich has no basis in the ATIAto destroy release packages after two years, which means that any subsequent request for the same document has to go through the complete review process again. date, time, signature, printed name, position held, mentor's signature date, time, ward, signature Organizations shall develop guidelines and implement procedures to govern the destruction of personal information.Footnote 1 Moreover, Paragraph 4.7.5 specifies that care shall be used in the disposal or destruction of personal information, to prevent unauthorized parties from gaining access to the information.Footnote 2, When it comes to federal institutions, Section 6 of the Privacy Act provides that personal information that has been used by a government institution for an administrative purpose shall be retained by the institution for such period of time after it is so used as may be prescribed by regulation in order to ensure that the individual to whom it relates has a reasonable opportunity to obtain access to the information. Moreover, an institution shall dispose of personal information under the control of the institution in accordance with the regulations and in accordance with any directives or guidelines issued by the designated minister in relation to the disposal of that information..
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